Since January 2018, the European Securities & Markets Authority (ESMA) guidelines have been in force. These guidelines set strict knowledge and skill requirements for professionals who inform on investments.
This course will prepare you for the DSI Deficiency Investment Institutional component Skills exam. With this diploma, combined with one or more diplomas that cover DSI’s knowledge requirements, you meet one of the admission requirements for the DSI certifications Institutional Investment Advisor or Institutional Investment Information Provider.
The exam of this course is accredited by DSI. That means that the exam meets the final standards formulated by DSI and gives access to a DSI certification.
Education level
This is a program at HBO (higher vocational education) level.
Objectives
Meet the skill requirements for the DSI certifications Institutional Investment Advisor or Institutional Investment Information Provider
Gain skills that are directly applicable in your daily practice
Set-up and examination
Teaching materials
The teaching material covers the final attainment levels formulated by DSI for the Skills component. They are an elaboration of the ‘ESMA Guidelines for the Assessment of Knowledge and Competence’. The program and accompanying exam focus on eight skills formulated by DSI:
Clear communicating
Listening skills
Empathy skills
Analysing
Making judgments
Customer orientation
Persuasiveness
Assertiveness
Exam
You will complete this training with an exam at one of Lamark’s testing centers. The first exam is included in the price of this course. You will find a voucher and instructions in the learning environment. You can book re-exams directly from the learning environment. You pay for these separately.
In the learning environment you will find a practice exam that gives you a good impression of the real exam.
If you pass the exam, you will receive a diploma for this course. With this diploma, combined with one or more diplomas that cover DSI’s knowledge requirements, you meet one of the admission requirements for DSI certification Institutional Investment Information Provider or Institutional Investment Advisor.
Study duration
The study duration for this course is around 4 hours.
Frequently Asked Questions
Hoe kan ik mij inschrijven?
The Ministry of Compliance maakt onderscheid tussen individuele inschrijvingen en aanmeldingen namens een organisatie. Als individu kun je via de website inschrijven door middel van de ‘Direct inschrijven’ button. Vervolgens kun je meteen van start.
Organisaties die meerdere cursisten tegelijk willen inschrijven, kunnen contact met ons opnemen. Wij nemen dan binnen één tot twee werkdagen contact met je op, zodat de cursisten zo snel mogelijk van start kunnen.
Zijn er ook Engelstalige opleidingen?
De meeste van onze opleidingen zijn zowel in het Nederlands als in het Engels te volgen. In de balk bovenaan de opleidingspagina zie je de talen waarin de opleiding beschikbaar is.
Wie zitten er achter The Ministry of Compliance?
The Ministry of Compliance is een initiatief van Projective Group, specialisten op het gebied van financiële wet- en regelgeving. De opleidingen worden samengesteld door ervaren consultants, aangevuld met de kennis van externe experts.
Personal advice
Interested in a hands-on training course that your employees will enjoy? Please feel free to contact us for more information about the possibilities.
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